Client agrees to provide information to securities company’s officer who will use to conduct Suitability Assessment Client also acknowledges that
this questionnaire is used for the benefit of his/her investment risk awareness.
Client’s investment risk level is assessed from information clarified by himself/herself. However, this does not represent that the securities company
shall accept the accuracy, completeness or liability of such information provided by client and the assessment result.
After securities company’s officer finishes the client’s investment risk level assessment (Suitability Assessment ) and informs the assessment
result to him/her, the securities company shall assume that client has already realized his investment risk assessment result (which is evaluated
from information provided by client) at a certain level.
Client should study relevant investment information, investment and risk warning as well as requests for investment advice from marketing officer
who can provide investment recommendation to client carefully. In addition, client should thoroughly study his/her investment risk assessment
result in order to support his decision making to invest in securities, futures, financial instrument or other types of investment suitable to client.
Information relevant to investment or other financial instruments received from securities company’s representatives (if any) is only a partial factor
to assist in decision making on investment by client.
Decision making on investment depends on client’s own decision which shall not bind with investment assessment result and may not follow
investment risk level assessment under this assessment. Client also agrees to bear risk arising from investment. In case that client decides to
invest in higher risk level than the investment risk level assessment, the securities company hereby agrees to assume that client agrees to bear all
risk arising from such investment himself/herself. Besides, client accepts that his/her investment may not be in accordance with the assessment
result, not in line with his suitability assessment and may change from the assessment result.
Securities company, management officer, employee, and company’s officer shall not take any liability, obligation or be in charge of any damages
arising from the investment by client.
The securities company reserves its right to amend, edit or change suitability test form in order to assess client’s investment risk level and any
relevant information without prior notice.
Suitability Assessment, any related action and information are applied only to the investors in Thailand only. Client has to read and understand the
above warning, relevant information and agrees to abide by such warning and relevant agreement.